Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Huber is a financial advisor who has been in the industry since 2008. Karin is registered with Wells Fargo Clearing Services, LLC in California and Texas. Karin has previously been employed with Morgan Stanley, RBC Capital Markets, LLC and Citigroup Global Markets Inc. Karin has a variety of experience and offers a number of services including investment consulting, financial planning, pension consulting and portfolio management. Karin is a Series 7, Series 66 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/18/2019 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
05/24/2018 - 01/22/2019
MORGAN STANLEY (LA JOLLA CA)
CA
01/02/2013 - 05/08/2018
RBC CAPITAL MARKETS, LLC (SAN DIEGO CA)
TX
06/01/2009 - 11/15/2012
MORGAN STANLEY (DALLAS TX)
TX
09/17/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
01/08/2008 - 08/18/2008
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
BOTH
Issued 03/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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