Unclaimed
Karin Audra Wessel is a financial advisor registered with Pruco Securities, LLC. She specializes in providing financial advice to individuals, corporations, and trusts. Karin has been working in the financial industry since 2013. Her previous experience includes working for ALLSTATE FINANCIAL SERVICES, LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Karin has a Series 6 and Series 63 license, which allows her to sell investment company products, variable contracts and securities. She also has the Series SIE license, a requirement for all financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
07/15/2021 - Present
Pruco Securities, LLC (Marlton NJ)
NJ
05/17/2013 - 07/12/2021
ALLSTATE FINANCIAL SERVICES, LLC (SUCCASUNNA NJ)
NJ
10/16/2012 - 12/21/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BEDMINSTER NJ)
BC
Issued 11/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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