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Karin Ann Frieden

Tiaa-Cref Individual & Institutional Services, LLC

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About Karin Ann Frieden

Karin Frieden is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Karin has been in the industry for over 20 years, and is registered in California. She holds Series 7, 24, 66, and SIE licenses. Karin specializes in providing financial planning, investment management, and selection of other advisors. Previously, Karin was employed at UnionBanc Investment Services, LLC and Securian Financial Services, Inc.

Firm Information

Karin Frieden is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Karin Frieden’s Registration & Firm History

CA

02/07/2014 - Present

Tiaa-Cref Individual & Institutional Services, LLC (New Port Beach CA)

CA

04/03/2009 - 10/01/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEWPORT BEACH CA)

CA

12/02/2003 - 01/27/2009

UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)

MN

10/17/2002 - 12/03/2003

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

BOTH

Issued 11/06/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/05/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karin Ann Frieden.
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