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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Andrea Mottus is a financial advisor with Stifel, Nicolaus & Company, Inc., a firm with $1 billion to $10 billion in assets under management. Karin has been in the industry since 1992 and is registered with both the BrokerCheck and Investment Advisor Public Disclosure (IAPD) systems. Karin has a Series 6, 7, and 63 license, and is also a Chartered Financial Analyst. Karin has experience working with high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Karin has a strong track record of providing financial planning, portfolio management, and investment advisory services to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/22/2013 - Present
Stifel, Nicolaus & Company, Inc. (HUNT VALLEY MD)
MD
01/19/2007 - 06/05/2007
RYAN BECK & CO. (BALTIMORE MD)
MD
12/01/2005 - 01/12/2007
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
01/20/1992 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 02/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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