Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Conroy is a registered representative in North Carolina and South Carolina. Karin is currently registered with Fidelity Brokerage Services LLC. Karin has been in the securities industry since April 2, 2015. Prior to Fidelity Brokerage Services LLC, Karin was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Citigroup Global Markets Inc. Karin holds Series 7, Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/30/2023 - Present
Fidelity Brokerage Services LLC (CHARLOTTE NC)
NC
11/01/2010 - 06/08/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/02/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
03/23/2004 - 05/18/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/23/2002 - 03/18/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/05/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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