Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Alisha Walkovitz is a financial professional with over 20 years of experience in the industry. Karin is currently registered with Sammons Financial Network, LLC and holds licenses including Series 6, 7 and 63. Karin has also held previous roles with firms such as Quasar Distributors, LLC, Old Mutual Investment Partners, Transamerica Capital, Inc., and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/10/2013 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
ME
02/08/2011 - 03/28/2013
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CO
10/27/2004 - 10/30/2009
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
CO
10/02/2000 - 11/14/2003
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
08/21/1997 - 10/04/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 02/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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