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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Aey is a financial advisor who has been in the industry since December 1994. Karin is currently registered with Morgan Stanley and has previously worked at UBS Financial Services Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Karin holds Series 7 and Series 66 licenses. Karin is registered in 28 states and the District of Columbia. Karin offers a variety of financial services including financial planning, portfolio management for businesses, and portfolio management for individuals. Karin is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
08/03/2021 - Present
Morgan Stanley (New Albany OH)
OH
05/06/2011 - 10/16/2019
UBS FINANCIAL SERVICES INC. (NEW ALBANY OH)
OH
06/01/2009 - 04/11/2011
MORGAN STANLEY SMITH BARNEY (DUBLIN OH)
OH
04/10/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
OH
11/09/1994 - 04/21/2008
UBS FINANCIAL SERVICES INC. (COLUMBUS OH)
BOTH
Issued 10/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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