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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karim? Claim Your ProfileKarim Madmoune is a financial advisor with Wells Fargo Clearing Services, LLC. Karim Madmoune has been in the financial services industry for over 10 years. Karim Madmoune is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 9, 10, 31, 63 and 65 licenses. Karim Madmoune has worked for several firms in the past, including Morgan Stanley and Northwestern Mutual Investment Services, LLC. Karim Madmoune is registered in several states, including New York, Arizona, Arkansas, Florida, Massachusetts, North Carolina, Ohio, Oregon, Tennessee, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/04/2021 - Present
Wells Fargo Clearing Services, LLC (CLINTON NY)
NY
12/04/2013 - 12/01/2021
MORGAN STANLEY (UTICA NY)
NY
02/22/2012 - 07/10/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW HARTFORD NY)
IA
Issued 01/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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