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Karim Bekkadja

Northwestern Mutual Investment Services, LLC

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About Karim Bekkadja

Karim Bekkadja is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Karim has been in the industry since 2006 and has a Series 3, Series 7, and Series 66 license. Karim has previously worked for TIAA-CREF Individual & Institutional Services, LLC, Morgan Stanley, and UBS Financial Services Inc. Karim is registered to provide investment advice in Virginia, District of Columbia, Maryland, New York, Florida, and Ohio.

Firm Information

Karim Bekkadja is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

11790 SUNRISE VALLEY DR

RESTON, VA 20191

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Karim Bekkadja’s Registration & Firm History

VA

11/29/2022 - Present

Northwestern Mutual Investment Services, LLC (RESTON VA)

VA

08/28/2014 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (FAIRFAX VA)

NY

06/01/2009 - 08/18/2014

MORGAN STANLEY (NEW YORK NY)

NY

08/22/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

01/22/2007 - 09/08/2008

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

04/17/2006 - 07/05/2006

RIM SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 3/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/28/2008

Series 3 - National Commodity Futures Examination

BC

Issued 4/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karim Bekkadja.
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