Unclaimed
Karim Andre Morgan is a financial advisor with over 15 years of experience in the industry. Karim currently works at Nylife Securities LLC, where Karim has been registered since August 2024. Karim has previously worked for NYLIFE SECURITIES LLC, J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Karim holds the Series 6, 7, 63, and 66 licenses. Karim has a history of serving clients in New York, including New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/27/2024 - Present
Nylife Securities LLC (NEW YORK NY)
NY
07/11/2018 - 04/17/2023
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
10/01/2012 - 06/12/2018
J.P. MORGAN SECURITIES LLC (BELLEROSE NY)
NY
05/07/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (QUEENS VILLAGE NY)
BOTH
Issued 08/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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