Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karie? Claim Your ProfileKarie L. Howard is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karie Howard has been in the industry since 2008 and is registered with both FINRA and the state of Kentucky. Karie Howard is licensed to sell securities and provide investment advice in many states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/16/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEXINGTON KY)
KY
10/01/2008 - 09/02/2009
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
KY
09/04/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
IA
Issued 12/1/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/3/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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