Unclaimed
Karianne Nicole McGuinness is a financial advisor registered with Voya Financial Advisors, Inc. Karianne has been in the financial services industry since 2003 and has held licenses for both securities and investment advisory. Karianne has experience working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/14/2013 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
09/09/2009 - 05/10/2012
ING INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)
CT
12/05/2008 - 08/19/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
01/05/2006 - 10/29/2008
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
11/04/2003 - 01/06/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MN
04/24/2003 - 09/25/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/24/2003 - 09/25/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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