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Karianne Nicole McGuinness

Voya Financial Advisors, Inc.

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About Karianne Nicole McGuinness

Karianne Nicole McGuinness is a financial advisor registered with Voya Financial Advisors, Inc. Karianne has been in the financial services industry since 2003 and has held licenses for both securities and investment advisory. Karianne has experience working with individuals, families, and businesses.

Firm Information

Karianne McGuinness is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karianne McGuinness’s Registration & Firm History

CT

10/14/2013 - Present

Voya Financial Advisors, Inc. (WINDSOR CT)

CT

09/09/2009 - 05/10/2012

ING INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

CT

12/05/2008 - 08/19/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

01/05/2006 - 10/29/2008

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CA

11/04/2003 - 01/06/2006

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

MN

04/24/2003 - 09/25/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/24/2003 - 09/25/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 05/07/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karianne Nicole McGuinness.
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