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Kari Tai Johnson

Vanguard Marketing Corp.

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About Kari Tai Johnson

Kari Tai Johnson is a financial advisor with Vanguard Marketing Corp. Kari has been in the industry since August 2013. Kari is licensed to provide financial advice in North Carolina and Pennsylvania. Kari holds Series 7, 63, and 65 licenses. Kari is also a licensed Securities Industry Essentials (SIE) exam holder.

Firm Information

Kari Johnson is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kari Johnson’s Registration & Firm History

NC

08/05/2013 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 10/30/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kari Tai Johnson.
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