Unclaimed
Kari Ratajczak is a financial professional with over 10 years of experience in the industry. Kari is currently registered with Lion Street Financial, LLC in Austin, TX. Kari's previous experience includes working with PRUCO Securities, LLC. in Newark, NJ and Hartford Equity Sales Company Inc. in Simsbury, CT. Kari is a Series 27 and Series 26 principal and has also passed the Series 6 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/04/2019 - Present
Lion Street Financial, LLC (AUSTIN TX)
NJ
01/03/2013 - 05/13/2015
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
02/24/2012 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
BC
Issued 12/04/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/07/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/13/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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