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Kari Ratajczak

Lion Street Financial, LLC

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About Kari Ratajczak

Kari Ratajczak is a financial professional with over 10 years of experience in the industry. Kari is currently registered with Lion Street Financial, LLC in Austin, TX. Kari's previous experience includes working with PRUCO Securities, LLC. in Newark, NJ and Hartford Equity Sales Company Inc. in Simsbury, CT. Kari is a Series 27 and Series 26 principal and has also passed the Series 6 and SIE exams.

Firm Information

Kari Ratajczak is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kari Ratajczak’s Registration & Firm History

TX

12/04/2019 - Present

Lion Street Financial, LLC (AUSTIN TX)

NJ

01/03/2013 - 05/13/2015

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

02/24/2012 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)

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Licenses & Designations

BC

Issued 12/04/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/07/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/13/2015

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kari Ratajczak.
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