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Kari Nicole Ouch

ADP Broker-Dealer, Inc.

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About Kari Nicole Ouch

Kari Nicole Ouch is a financial advisor with over 10 years of experience. Kari is registered with the state of New Jersey and is currently associated with ADP Broker-Dealer, Inc., where Kari has been employed since May 2012. Kari is also registered with FINRA and the state of California, Colorado, Delaware, Florida, Hawaii, Maryland, Massachusetts, Nevada, New Hampshire, New York, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Washington, and Wisconsin. Previously, Kari worked with CHASE INVESTMENT SERVICES CORP., in Oakland, CA.

Firm Information

Kari Ouch is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kari Ouch’s Registration & Firm History

NJ

05/22/2012 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

CA

06/18/2010 - 11/04/2010

CHASE INVESTMENT SERVICES CORP. (OAKLAND CA)

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Licenses & Designations

BC

Issued 06/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kari Nicole Ouch.
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