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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kari? Claim Your ProfileKari Flores is a financial advisor with over 17 years of experience in the financial services industry. Kari currently works with Ameriprise Financial Services, LLC. Kari is a registered representative in North Carolina and Texas, and is also a Registered Investment Advisor in both states. Kari has a broad range of experience in the financial services industry, having worked with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc.. Kari has a wide range of licenses and certifications, including Series 4, 7, 24, 53, and 66. Kari has a strong track record of success in helping clients achieve their financial goals. Ameriprise Financial Services, LLC provides a full range of financial products and services, including investment management, financial planning, insurance, and retirement planning. Kari is committed to providing personalized service and helping her clients make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
03/25/2022 - Present
Ameriprise Financial Services, LLC (Raleigh NC)
FL
10/23/2009 - 12/06/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAMPA FL)
FL
07/23/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 04/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/2006
Series 4 - Registered Options Principal Examination
BC
Issued 03/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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