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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kari? Claim Your ProfileKari Louise Pel is a financial advisor with over 20 years of experience in the industry. Kari currently works at United Planners' Financial Services of America A Limited Partner where she is registered as a Registered Representative. Prior to her current role, Kari was a Registered Representative at First Allied Securities, Inc. and also worked as a Registered Representative for Advantage Capital Corporation. Kari Pel is licensed to provide financial advice in several states and is a registered Investment Advisor in California. Kari is committed to helping her clients achieve their financial goals.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2003 - Present
United Planners' Financial Services OF America A Limited Partner (CYPRESS CA)
CA
01/02/2001 - 10/06/2003
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
GA
01/14/2000 - 12/31/2000
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 11/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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