Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kari? Claim Your ProfileKari Stanway has been a financial professional since 1991. Kari is currently registered with Nuveen Securities, LLC and has previously worked for Quasar Distributors, LLC, Riversource Distributors, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, ALFS, Inc., Allstate Financial Services, LLC, First Variable Capital Services, Inc., and Fortis Investors, Inc.. Kari is licensed to sell securities in 53 states and has passed the Series 6, 7, 26 and 63 exams. Kari holds the Series 26 principal license and has a Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/03/2011 - Present
Nuveen Securities, LLC (MINNEAPOLIS MN)
ME
07/16/2007 - 01/03/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
01/01/2007 - 06/22/2007
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
03/29/2004 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/29/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
08/20/2002 - 03/04/2004
ALFS, INC. (NORTHBROOK IL)
NE
06/12/2001 - 08/06/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
AL
05/13/1998 - 05/11/2001
FIRST VARIABLE CAPITAL SERVICES, INC. (BIRMINGHAM AL)
MN
05/07/1991 - 10/29/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 07/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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