Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kari? Claim Your ProfileKari Jean Pepelnjak is a financial advisor with Charles Schwab & CO., Inc. based in Phoenix, Arizona. Kari is registered with the state of Arizona as an investment advisor representative. Kari has been a part of the financial industry since July 1997. Kari has passed numerous securities exams including Series 6, 7, 9, 10, 24, 63, and 66 exams. Prior to joining Charles Schwab & CO., Inc., Kari worked for VANGUARD MARKETING CORPORATION. Kari has experience in various areas of financial planning and advising. Kari has specializations in Retirement Planning and Insurance and Annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/25/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
07/18/1997 - 06/17/2016
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 12/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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