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Kari Ann Salerno

Purshe Kaplan Sterling Investments

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About Kari Ann Salerno

Kari Salerno is a financial advisor with Purshe Kaplan Sterling Investments. Kari has been in the financial services industry since June 2009. Kari is registered with FINRA as a Series 63 and a Series 11. Kari is licensed in New York.

Firm Information

Kari Salerno is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kari Salerno’s Registration & Firm History

NY

06/08/2009 - Present

Purshe Kaplan Sterling Investments (Albany NY)

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Licenses & Designations

BC

Issued 10/08/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2009

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kari Ann Salerno. Review regulatory record here.
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