Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kari? Claim Your ProfileKari Ann Phillips is a financial advisor with Raymond James Financial Services Advisors, Inc. Kari has been in the industry since June 2006. Kari holds Series 66, Series 10, Series 9, Series 7 and SIE licenses. Kari specializes in retirement planning, estate planning, and investment management. Kari is registered with the state of Vermont as a Registered Representative and Investment Advisor Representative. Kari is also registered with the state of Texas as a Registered Representative and Investment Advisor Representative. Kari works in the Burlington office of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (BURLINGTON VT)
BOTH
Issued 08/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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