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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Pillets is a financial advisor who has been in the industry since 2005. Karen is registered with Morgan Stanley, which is headquartered in Purchase, New York. Karen is licensed to offer investment advice in Delaware. Prior to joining Morgan Stanley, Karen has been associated with Fidelity Brokerage Services LLC, State Farm VP Management Corp., Essex National Securities, Inc., and PFS Investments Inc. Karen has experience in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
11/22/2022 - Present
Morgan Stanley (Rehoboth Beach DE)
SC
04/04/2008 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (COLUMBIA SC)
IL
05/23/2003 - 03/15/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CA
02/18/2002 - 09/05/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
GA
07/12/1996 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 01/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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