Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Barnett is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Karen has been in the industry since 1997 and has a broad range of experience. Karen holds the Series 7, 24, 52TO, 53, 63, and 65 licenses. Karen has experience working with a variety of clients including individuals, high-net-worth individuals, corporations, businesses, and charitable organizations. Karen is also a registered investment advisor and has experience providing investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
NC
09/20/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
GA
06/17/1999 - 08/30/1999
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
GA
04/07/1998 - 06/21/1999
SUNTRUST SECURITIES, INC. (ATLANTA GA)
FL
03/04/1997 - 03/04/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BC
Issued 07/02/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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