Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Seipp is a registered investment advisor representative with Janney Montgomery Scott LLC. Karen has been in the industry since 2006 and is registered in 29 states and 2 districts, including Maryland, Texas and Alaska. Karen was previously with Morgan Stanley and Citigroup Global Markets Inc. Karen holds the Series 66, Series 7 and SIE licenses. Karen provides financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
06/13/2013 - Present
Janney Montgomery Scott LLC (WESTMINSTER MD)
MD
06/01/2009 - 07/08/2013
MORGAN STANLEY (WESTMINSTER MD)
MD
11/22/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTMINSTER MD)
BOTH
Issued 04/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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