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Karen Whitney Hagopian

Compass Point Research & Trading, LLC

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About Karen Whitney Hagopian

Karen Hagopian is a registered representative of Compass Point Research & Trading, LLC. Karen has been in the securities industry since 2006. Prior to joining Compass Point Research & Trading, LLC, Karen was employed by Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, Sanders Morris Harris Inc., and Stanford Group Company. Karen has passed several industry exams including the Series 7, Series 86, and Series 87 exams. Karen is currently registered with the state of District of Columbia.

Firm Information

Karen Hagopian is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Hagopian’s Registration & Firm History

DC

08/16/2024 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

DC

11/18/2011 - 10/20/2015

GUGGENHEIM SECURITIES, LLC (WASHINGTON DC)

DC

11/01/2010 - 12/01/2011

MF GLOBAL INC. (WASHINGTON DC)

DC

11/01/2010 - 11/02/2010

CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)

DC

05/27/2009 - 11/02/2010

SANDERS MORRIS HARRIS INC. (WASHINGTON DC)

DC

11/07/2006 - 03/12/2009

STANFORD GROUP COMPANY (WASHINGTON DC)

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Licenses & Designations

BC

Issued 08/16/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/26/2024

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/11/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Whitney Hagopian.
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