Unclaimed
Karen Hagopian is a registered representative of Compass Point Research & Trading, LLC. Karen has been in the securities industry since 2006. Prior to joining Compass Point Research & Trading, LLC, Karen was employed by Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, Sanders Morris Harris Inc., and Stanford Group Company. Karen has passed several industry exams including the Series 7, Series 86, and Series 87 exams. Karen is currently registered with the state of District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
08/16/2024 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
DC
11/18/2011 - 10/20/2015
GUGGENHEIM SECURITIES, LLC (WASHINGTON DC)
DC
11/01/2010 - 12/01/2011
MF GLOBAL INC. (WASHINGTON DC)
DC
11/01/2010 - 11/02/2010
CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)
DC
05/27/2009 - 11/02/2010
SANDERS MORRIS HARRIS INC. (WASHINGTON DC)
DC
11/07/2006 - 03/12/2009
STANFORD GROUP COMPANY (WASHINGTON DC)
BC
Issued 08/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/11/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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