Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Vergara is a financial advisor in Dallas, Texas. Karen is a registered representative with Fidelity Personal And Workplace Advisors. Karen has been in the financial industry since December 3, 2008. Karen is a registered investment advisor and is licensed in several states including Texas, Massachusetts, and Utah. Karen holds the Series 66, Series 63, Series 10, Series 9, Series 24, SIE, and Series 7 licenses. Karen has experience with Charles Schwab & Co., Inc., TD Ameritrade, Inc., and ScotTrade, Inc. Karen is a partner in KJ Property Ventures LLC, a rental property AirBnB business in Dallas. Karen has over 13 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/03/2022 - Present
Fidelity Personal AND Workplace Advisors (DALLAS TX)
CA
03/04/2019 - 05/05/2022
CHARLES SCHWAB & CO., INC. (Pasadena CA)
TX
02/26/2018 - 01/14/2019
TD AMERITRADE, INC. (SUGARLAND TX)
TX
07/17/2014 - 02/26/2018
SCOTTRADE, INC. (HOUSTON TX)
TX
12/24/2013 - 07/07/2014
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
09/01/2008 - 12/06/2013
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 3/1/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/5/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/21/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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