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Karen Valerie Mendoza

Andbanc Advisory LLC

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About Karen Valerie Mendoza

Karen Mendoza is a financial advisor who is registered with Andbanc Advisory LLC. Karen has been in the securities industry since 2002 and has worked with several well-known firms, including Morgan Stanley and UBS International Inc. Karen is licensed to provide investment advisory services to individuals, businesses, and pooled investment vehicles. Karen holds a Series 7, Series 66, and SIE license and provides portfolio management services to clients.

Firm Information

Karen Mendoza is currently registered with Andbanc Advisory LLC. Andbanc Advisory LLC is an investment advisor registered with the SEC and located in Miami, FL. They manage a total of $855,064,993 in assets, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisors services.
Andbanc Advisory LLC

201 S. BISCAYNE BLVD.

MIAMI, FL 33131

$855.06M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Karen Mendoza’s Registration & Firm History

FL

12/17/2015 - Present

Andbanc Advisory LLC (MIAMI FL)

FL

06/01/2009 - 12/07/2015

MORGAN STANLEY (MIAMI FL)

FL

08/02/2006 - 06/03/2009

UBS INTERNATIONAL INC. (MIAMI FL)

FL

05/08/2009 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MIAMI FL)

FL

06/24/2002 - 06/15/2006

BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)

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Licenses & Designations

BOTH

Issued 12/03/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Valerie Mendoza.
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