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Karen Ubungen Leavell

Riversource Distributors, Inc.

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About Karen Ubungen Leavell

Karen Leavell is a registered representative with Riversource Distributors, Inc., in Minneapolis, MN. Karen has been in the industry since May 16, 2006. Karen has passed the Series 6, Series 63 and SIE exams. Karen was previously registered with Ameriprise Financial Services, Inc.

Firm Information

Karen Leavell is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Leavell’s Registration & Firm History

MN

01/04/2016 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

04/28/2011 - 01/19/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

NA

08/15/2005 - 07/26/2010

AMERIPRISE FINANCIAL SERVICES, INC. (MAKATI CITY 1226 )

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Licenses & Designations

BC

Issued 08/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Ubungen Leavell.
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