Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Tran Chung is a financial advisor with Western International Securities, Inc. in Pasadena, CA. Karen has been in the industry since 2004 and has a strong background in financial planning and portfolio management. Karen is also a registered investment advisor. She holds a Series 7, Series 24, and Series 66 license and is licensed in the state of California. Karen's experience and qualifications make her a valuable resource for individuals and businesses seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/13/2007 - Present
Western International Securities, Inc. (PASADENA CA)
CA
07/03/2007 - 11/13/2007
INDEPENDENT FINANCIAL GROUP, LLC (PASADENA CA)
CA
04/13/2005 - 07/02/2007
OMNI BROKERAGE, INC. (PASADENA CA)
NY
06/26/2000 - 09/06/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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