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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Soule is a financial advisor with LPL Financial LLC. Karen has been in the financial industry since 2010. Karen holds the Series 63, 65, 66 and 7 licenses. Karen has worked with Morgan Stanley, Stifel, and Edward Jones in the past. Karen's firm provides a range of services including financial planning, portfolio management for individuals and businesses, consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/24/2023 - Present
LPL Financial LLC (BOSTON MA)
NH
11/28/2022 - 12/21/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PORTSMOUTH NH)
MA
10/05/2018 - 04/09/2019
LPL FINANCIAL LLC (BOSTON MA)
MA
08/20/2015 - 11/27/2017
LPL FINANCIAL LLC (NEWBURYPORT MA)
MA
04/11/2013 - 09/08/2015
MORGAN STANLEY (MIDDLETON MA)
MA
02/23/2012 - 04/01/2013
EDWARD JONES (WINCHESTER MA)
MA
02/05/1999 - 07/25/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
NY
04/13/1995 - 10/02/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
01/29/1993 - 10/19/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
11/09/1992 - 02/11/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 02/25/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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