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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sweet is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Karen has been in the industry since December 1999, and has experience in a variety of financial services, including investment advising and brokerage. Karen is licensed in 27 states and is registered with FINRA and the SEC. She is also a registered investment advisor in South Carolina and Texas. Karen's experience includes working for Wells Fargo Advisors and Wells Fargo Clearing Services, LLC. Karen specializes in retirement planning, estate planning, and investment management for individuals and families. She has a strong understanding of the financial markets and a commitment to providing her clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/05/2023 - Present
Wells Fargo Advisors Financial Network, LLC (GREENVILLE SC)
SC
10/01/2000 - 05/05/2023
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)
NC
12/09/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 06/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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