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Karen Svenningsen Mathews

THE Leaders Group, Inc.

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About Karen Svenningsen Mathews

Karen Svenningsen Mathews has been in the financial services industry since 1990. Karen is currently registered with The Leaders Group, Inc. in Colorado and has been registered with The Leaders Group, Inc. since 4/12/2023. Karen has held previous positions with Morgan Stanley, Raymond James & Associates, Inc., Raymond James Insurance Group, Inc., Morgan Keegan & Company, Inc., Regions Investment Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Karen Mathews is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Mathews’s Registration & Firm History

CO

04/12/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

FL

04/02/2021 - 06/01/2021

MORGAN STANLEY (TAMPA FL)

FL

10/03/2018 - 10/08/2020

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

02/11/2016 - 10/31/2018

RAYMOND JAMES INSURANCE GROUP, INC. (ST. PETERSBURG FL)

FL

02/13/2013 - 12/31/2015

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

04/12/2001 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (ST. PETERSBURG FL)

AL

05/28/1999 - 04/12/2001

REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)

NY

12/24/1987 - 01/26/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Svenningsen Mathews.
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