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Karen Suzanne Carter

Ameritas Investment Company, LLC

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About Karen Suzanne Carter

Karen Carter is a financial professional with over 20 years of experience in the financial services industry. Karen has held a Series 6 license since 1997 and the Securities Industry Essentials (SIE) Examination license since 2018. Karen is currently registered with Ameritas Investment Company, LLC and was previously registered with Carillon Investments, Inc. Karen is located in Cincinnati, Ohio.

Firm Information

Karen Carter is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Carter’s Registration & Firm History

OH

06/30/2006 - Present

Ameritas Investment Company, LLC (CINCINNATI OH)

OH

09/17/1997 - 06/30/2006

CARILLON INVESTMENTS, INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Suzanne Carter.
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