Unclaimed
Karen Carter is a financial professional with over 20 years of experience in the financial services industry. Karen has held a Series 6 license since 1997 and the Securities Industry Essentials (SIE) Examination license since 2018. Karen is currently registered with Ameritas Investment Company, LLC and was previously registered with Carillon Investments, Inc. Karen is located in Cincinnati, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/30/2006 - Present
Ameritas Investment Company, LLC (CINCINNATI OH)
OH
09/17/1997 - 06/30/2006
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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