Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Patel is an investment advisor representative registered with Cetera Investment Advisers LLC. Karen has been in the financial services industry since 2011. Karen is licensed to provide investment advisory services in Colorado and Texas. Karen is also registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 6, 7, and 63 licensed professional. Karen has a variety of experience in the industry and has worked with individuals, corporations, and institutional clients. Karen's specializations include financial planning, portfolio management, and retirement planning. Karen is committed to providing her clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
CO
08/23/2016 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (DENVER CO)
CA
04/15/2013 - 08/16/2016
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
IL
03/24/1999 - 04/23/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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