Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sue Hermerath harvey is an active broker and investment advisor representative, registered with LPL Financial LLC in Scottsdale, Arizona. Karen has been in the industry since November 26, 1987. Karen also has previous registrations with Lawson Financial Corporation and Blinder, Robinson & Co., Inc. Karen has passed Series 7, Series 24, Series 63, Series 72 and SIE exams. Karen holds active licenses in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/13/2014 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
03/17/1988 - 09/07/1993
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
NA
10/24/1986 - 02/11/1987
BLINDER, ROBINSON & CO.,INC.
BC
Issued 11/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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