Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Dongvort is a financial professional with over 25 years of experience in the industry. Karen is currently registered with Fidelity Brokerage Services LLC and is licensed in 53 states. Prior to joining Fidelity, Karen was with TD Ameritrade, Inc., J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karen holds the Series 7, 31, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/26/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
11/06/2014 - 01/11/2021
TD AMERITRADE, INC. (SMITHTOWN NY)
NY
10/11/2007 - 09/04/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/15/2003 - 10/25/2007
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NA
02/23/1981 - 08/15/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 02/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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