Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Darby is a financial advisor with Raymond James Financial Services, Inc. Karen has been in the financial services industry since February 13, 2005, and is registered to offer securities in New Jersey. Karen holds Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/01/2021 - Present
Raymond James Financial Services, Inc. (Oakhurst NJ)
NJ
09/20/2019 - 04/08/2021
CETERA ADVISOR NETWORKS LLC (OAKHURST NJ)
NJ
06/14/2019 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (OAKHURST NJ)
NJ
06/01/2012 - 06/18/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (OAKHURST NJ)
NJ
02/14/2005 - 06/01/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (OAKHURST NJ)
BC
Issued 05/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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