Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Casillas is an investment advisor representative with Captrust. Karen has been in the industry since 1997. Karen is registered in California and Kentucky. Karen has a Series 6, 7, 8, 24, 26, 63 and 66 license. Karen has experience in various investment products and services including portfolio management for individuals, businesses and pooled investment vehicles, and financial planning. Karen also holds a position as Chairperson of the investment committee for the Assistance League of Ventura County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
04/09/2015 - Present
Captrust (WESTLAKE VILLAGE CA)
CA
11/29/2007 - 10/14/2011
FINANCIAL TELESIS INC (WOODLAND HILL CA)
CA
02/09/2006 - 11/05/2007
ING FINANCIAL ADVISERS, LLC (WOODLAND HILLS CA)
NY
09/23/2005 - 02/03/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
RI
06/26/1995 - 04/04/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
09/07/1994 - 05/04/1995
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/26/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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