Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sue Briers is an investment advisor representative at Wells Fargo Clearing Services, LLC, a firm with over $10 billion to $50 billion in assets under management. Karen has been in the industry since January 22, 2009, and has a long history with Wells Fargo Advisors LLC as well as Wells Fargo Clearing Services, LLC. Karen is registered with the state of Missouri, and Illinois and holds Series 63, 65, 7, and 24 licenses as well as the SIE. Karen specializes in the areas of Financial Planning, Pension Consulting and Portfolio Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/10/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
IA
Issued 11/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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