Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Behrens is a financial advisor with over 27 years of experience in the industry. Karen is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. Prior to joining Wells Fargo Clearing Services, LLC, Karen worked with several other firms, including First Clearing, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Bridge Trading Company, and Stifel, Nicolaus & Company, Incorporated. Karen holds Series 7, Series 63, Series 99TO, and SIE licenses. Karen offers a variety of financial services, including investment consulting services, financial planning, and portfolio management. Karen specializes in serving a diverse clientele including high-net-worth individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/11/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
04/17/2009 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/01/2008 - 04/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
02/08/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
05/20/1998 - 09/19/2005
BRIDGE TRADING COMPANY (ST. LOUIS MO)
MO
12/20/1994 - 05/13/1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 01/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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