Unclaimed
Karen Becker-gemmill is a financial advisor with Cetera Investment Advisers LLC. Karen has been in the financial services industry since 1998. Karen has a broad range of experience in the financial services industry, having previously worked at VOYA FINANCIAL ADVISORS, INC., ALLIANZ LIFE FINANCIAL SERVICES, LLC, and AMERIPRISE FINANCIAL SERVICES, INC.. Karen holds the Series 7, Series 24, Series 63 and Series 66 licenses. Karen is registered to provide financial advice in Minnesota, Maryland, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (EDINA MN)
MN
07/01/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (EDINA MN)
MN
03/10/2011 - 06/10/2016
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
MN
04/16/2004 - 03/19/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/16/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
06/26/2001 - 12/31/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
08/04/1998 - 01/12/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/04/1998 - 01/12/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/20/1996 - 05/13/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BOTH
Issued 03/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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