Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sprogis is a financial professional with over 30 years of experience in the securities industry. Karen is currently registered with Blackstone Securities Partners LP and has previously held positions at KLEINWORT BENSON NORTH AMERICA INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Karen holds the Series 7, Series 79, and Series 63 licenses, as well as the SIE exam. Karen is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2012 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NA
06/24/1994 - 09/19/1995
KLEINWORT BENSON NORTH AMERICA INC.
NY
10/20/1987 - 05/30/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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