Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Sotallaro is an investment advisor representative at Cresset Asset Management, LLC, based in Chicago, Illinois. Karen has over 20 years of experience in the financial services industry, providing investment advice to individuals and families, as well as corporations, charities, and trusts. Karen is a Certified Financial Planner and holds Series 7, 63, 52, 65, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services, bookkeeping, financial reporting, clerical assistance in other financial matters
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
03/15/2022 - Present
Cresset Asset Management, LLC (CHICAGO IL)
TX
06/07/2018 - 06/25/2021
D.H. HILL SECURITIES, LLLP (HOUSTON TX)
TX
07/22/2016 - 05/07/2018
SAGEPOINT FINANCIAL, INC. (HOUSTON TX)
TX
10/29/2015 - 12/28/2015
WFG INVESTMENTS, INC. (KATY TX)
TX
11/21/2011 - 06/28/2012
UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)
TX
06/01/2009 - 09/22/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
10/11/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
09/15/1998 - 02/18/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/12/1996 - 07/16/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/12/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/28/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2015
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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