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Karen Sims Carroll

Parkland Securities, LLC

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About Karen Sims Carroll

Karen Carroll is a financial professional with over 16 years of experience in the securities industry. Karen has held principal licenses since 2006 and has been associated with Parkland Securities, LLC since December 2006. Prior to joining Parkland Securities, LLC, Karen was registered with Sigma Financial Corp. Karen holds the Series 7, Series 24, Series 53 and SIE licenses.

Firm Information

Karen Carroll is currently registered with Parkland Securities, LLC. Parkland Securities, LLC is a Limited Liability Company formed in 2001. The firm is registered in 53 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Carroll’s Registration & Firm History

MI

12/08/2006 - Present

Parkland Securities, LLC (ANN ARBOR MI)

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Licenses & Designations

BC

Issued 07/21/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/03/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karen Sims Carroll.
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