Unclaimed
Karen Carroll is a financial professional with over 16 years of experience in the securities industry. Karen has held principal licenses since 2006 and has been associated with Parkland Securities, LLC since December 2006. Prior to joining Parkland Securities, LLC, Karen was registered with Sigma Financial Corp. Karen holds the Series 7, Series 24, Series 53 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
12/08/2006 - Present
Parkland Securities, LLC (ANN ARBOR MI)
BC
Issued 07/21/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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