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Karen Seto

Virtu Americas LLC

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About Karen Seto

Karen Seto has over 20 years of experience in the financial industry. Karen is currently registered with Virtu Americas LLC, a firm that is active in both the broker-dealer and investment advisor space. Karen has held previous roles at Jefferies LLC, Nomura Securities International, Inc., Lehman Brothers Inc. and Bear, Stearns & Co. Inc.. Karen is licensed to sell securities in the state of New York.

Firm Information

Karen Seto is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Seto’s Registration & Firm History

NY

04/17/2023 - Present

Virtu Americas LLC (New York NY)

NY

08/19/2011 - 12/20/2022

JEFFERIES LLC (NEW YORK NY)

NY

08/18/2010 - 12/15/2010

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

12/02/1999 - 11/04/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/20/1996 - 12/03/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1998

Series 3 - National Commodity Futures Examination

BC

Issued 08/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Karen Seto.
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