Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Schwocho-tunnecliffe is a financial advisor at Oppenheimer & Co. Inc., where she has been working since November 2023. Karen has over 25 years of experience in the financial services industry, having previously worked at firms such as J.P. Morgan Securities LLC, Morgan Stanley, Comerica Securities, and Equity Services, Inc. Karen is a Series 66, 63, 9, 10, 8, 24, 99TO, SIE, and 7 licensed professional. Karen's areas of expertise include financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
11/10/2023 - Present
Oppenheimer & Co. Inc. (BIRMINGHAM MI)
MI
06/15/2023 - 11/08/2023
J.P. MORGAN SECURITIES LLC (GROSSE POINTE MI)
MI
06/16/2021 - 06/02/2023
MORGAN STANLEY (Birmingham MI)
MI
01/03/2019 - 02/16/2021
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
MI
12/14/2017 - 06/18/2018
EQUITY SERVICES, INC. (TROY MI)
MI
10/29/2014 - 11/03/2017
CETERA ADVISORS LLC (NOVI MI)
MA
10/01/2010 - 05/06/2014
NEW ENGLAND SECURITIES (BOSTON MA)
MA
04/28/2011 - 07/02/2013
METLIFE SECURITIES INC. (SPRINGFIELD MA)
MI
12/05/2006 - 10/04/2010
METLIFE SECURITIES INC. (TROY MI)
MI
12/05/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TROY MI)
GA
09/26/2005 - 03/02/2006
FSC SECURITIES CORPORATION (ATLANTA GA)
SC
09/26/2002 - 09/09/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
10/10/2000 - 07/12/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
10/10/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
04/06/1999 - 11/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
07/08/1998 - 03/29/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
SC
01/02/1997 - 07/20/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NE
09/20/1996 - 01/07/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
05/23/1996 - 09/18/1996
GOLD SECURITIES CORP. (SAN FRANCISCO CA)
BOTH
Issued 1/4/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/2/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 2/20/2024
Series 99TO - Operations Professional Examination
BC
Issued 6/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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