Unclaimed
Karen Caldwell is a financial professional with over two decades of experience in the industry. Karen is currently registered with Farmers Financial Solutions, LLC, and has a Series 6 and SIE license. Her career began in 2000, and prior to joining Farmers Financial Solutions, Karen was previously employed by Investors Brokerage Services, Inc. in Elgin, Illinois. Karen Caldwell holds a registration with the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
09/08/2000 - Present
Farmers Financial Solutions, LLC (FAIRFIELD OH)
IL
06/21/2000 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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