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Karen Ruth Caldwell

Farmers Financial Solutions, LLC

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About Karen Ruth Caldwell

Karen Caldwell is a financial professional with over two decades of experience in the industry. Karen is currently registered with Farmers Financial Solutions, LLC, and has a Series 6 and SIE license. Her career began in 2000, and prior to joining Farmers Financial Solutions, Karen was previously employed by Investors Brokerage Services, Inc. in Elgin, Illinois. Karen Caldwell holds a registration with the state of Ohio.

Firm Information

Karen Caldwell is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Caldwell’s Registration & Firm History

OH

09/08/2000 - Present

Farmers Financial Solutions, LLC (FAIRFIELD OH)

IL

06/21/2000 - 09/08/2000

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Ruth Caldwell.
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