linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Karen Roxanna McColl

Commonwealth Financial Network

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Karen? Claim Your Profile

About Karen Roxanna McColl

Karen McColl is a financial advisor with Commonwealth Financial Network, and has over 16 years of experience in the financial services industry. Karen is registered with the state of Massachusetts and is a Series 63, Series 24, Series 26, SIE, and Series 7 licensed professional. Karen has experience working with individuals, high net worth individuals, corporations, trusts, charitable organizations, and pension and profit-sharing plans. Karen is also specialized in providing financial planning, educational seminars, and investment management services.

Firm Information

Karen McColl is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Karen McColl’s Registration & Firm History

MA

02/19/2021 - Present

Commonwealth Financial Network (WALTHAM MA)

CO

01/04/2021 - 02/11/2021

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

MA

01/22/2020 - 01/04/2021

MML DISTRIBUTORS, LLC (BOSTON MA)

MA

10/31/2018 - 01/22/2020

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

MA

01/08/2015 - 01/06/2017

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

01/08/2015 - 01/06/2017

FIDELITY DISTRIBUTORS CORPORATION (BOSTON MA)

MA

01/08/2015 - 01/06/2017

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)

MA

01/08/2015 - 01/06/2017

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

05/20/2013 - 05/18/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)

MA

12/22/2009 - 04/12/2011

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)

MA

02/05/2007 - 06/01/2009

EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)

MA

06/01/2000 - 06/28/2005

COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)

Not sure if Karen Roxanna McColl is right for you?

Licenses & Designations

BC

Issued 02/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2013

Series 24 - General Securities Principal Examination

BC

Issued 08/28/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Roxanna McColl.
Not sure if Karen Roxanna McColl is right for you?