Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Tupitza is a financial advisor with over 30 years of experience in the financial services industry. Karen is currently registered with Osaic Institutions, Inc. and is also a Vice President and Wealth Management and Trust officer at First Bank and Trust. Karen provides financial planning and investment advisory services to a wide range of clients, including individuals, families, corporations, and charitable organizations. Karen has a deep understanding of the financial markets and a strong commitment to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
05/05/2021 - Present
Osaic Institutions, Inc. (Staunton VA)
VA
08/28/2018 - 07/15/2020
COMMONWEALTH FINANCIAL NETWORK (FAIRFAX VA)
VA
12/09/2015 - 08/02/2018
AMERIPRISE FINANCIAL SERVICES, INC. (FAIRFAX VA)
VA
09/18/1989 - 11/08/1995
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
BOTH
Issued 03/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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