Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Friedman is a financial professional with over 25 years of experience in the industry. Karen has a wide range of experience working with financial institutions and is currently registered with Quasar Distributors, LLC, Northern Funds Distributors, LLC, Perpetual Americas Funds Distributors, LLC, Foreside Financial Services, LLC, Foreside Funds Distributors LLC, Funds Distributor, LLC, Imst Distributors, LLC, Foreside Distribution Services, LP, Foreside Fund Services, LLC, and Compass Distributors, LLC. Karen has obtained Series 6, 7, 26, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ME
09/29/2020 - Present
Quasar Distributors, LLC (Portland ME)
ME
03/20/2019 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (Portland ME)
ME
08/14/2017 - 06/23/2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC (PORTLAND ME)
ME
06/10/2011 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)
ME
02/04/2002 - 02/23/2007
LINCOLN FINANCIAL ADVISORS CORPORATION (PORTLAND ME)
ME
02/04/2002 - 02/23/2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (PORTLAND ME)
IN
10/01/1996 - 05/11/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
ME
04/18/1995 - 10/01/1996
UNUM SALES CORPORATION (PORTLAND ME)
BC
Issued 02/28/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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